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Financial Market News
You are at:Home»Posts Tagged "SEC" (Page 4)

SEC announces settled charges against crypto-focused advisory firm Galois

By FinMar NewsSeptember 3, 2024

The Securities and Exchange Commission (SEC) today announced settled charges against Florida-based Galois Capital Management LLC, a former registered investment adviser for a private fund that…

New SEC Court Filing On Climate Rules

By FinMar NewsAugust 18, 2024

Destroyed homes and debris are seen on Matlacha Island in Lee County, Florida, in the aftermath of … [+] Hurricane Ian on November 7, 2022 (Photo…

Why the new spot ether ETFs may ‘be a hit’ despite recent weakness

By FinMar NewsJuly 26, 2024

It’s a historic week for the cryptocurrency markets with spot ether exchange-traded funds making their debut.Franklin Templeton is one of the nine spot ether ETF applicants…

What to expect from Bitcoin, Ethereum and XRP when SEC treats cryptos as

By FinMar NewsJuly 15, 2024

Bitcoin trades above $62,500 on Monday, sustains above key support as head of US SEC enforcement division says Howey test applies to cryptos.  Ethereum and XRP…

SEC Drops Investigation of Bitcoin L2 Stacks and Builder Hiro, Filing Says

By FinMar NewsJuly 12, 2024

Hiro makes tools for developers to build apps on Stacks, a layer-2 blockchain that supplements Bitcoin. Stacks is the brainchild of crypto industry veteran Muneeb Ali,…

Spot Ethereum ETF launch delayed by SEC comments

By FinMar NewsJune 29, 2024

The launch of United States-based spot Ether exchange-traded funds (ETFs), which many expected to occur as early as July 2, has been delayed by the U.S.…

Major cryptocurrency shift due to SEC Ethereum ETF ruling: VanEck CEO

By FinMar NewsJune 2, 2024

VanEck CEO Jan van Eck sees a major sentiment shift underway in the cryptocurrency market linked to the U.S. Securities and Exchange Commission’s approval of a…

Crypto fraud and poor regulation may jeopardize ether ETF approval

By FinMar NewsMay 18, 2024

The U.S. Securities and Exchange Commission is expected to make a key decision on approving ether exchange-traded funds next week.But it will likely fail due to…

Bill Ackman’s ‘SPARC’ gets OK from the SEC and he’s ready for a deal:

By FinMar NewsSeptember 30, 2023

Bill Ackman, Pershing Square Capital Management CEO, speaking at the Delivering Alpha conference in NYC on Sept. 28th, 2023.Adam Jeffery | CNBCBillionaire investor Bill Ackman said Friday…

Buyer beware: SEC warns investors to avoid coronavirus-related frauds and

By FinMar NewsSeptember 27, 2023

The U.S. Securities and Exchange Commission is urging investors to beware of scams linked to the coronavirus pandemic, and to carefully consider claims relating to treatments,…

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